Securities Attorney to Pursue Civil Action for Misappropriation of Nameadmin
Securities Attorney to Pursue Civil Action for Misappropriation of Name
The Law Office of Diane D. Dalmy to pursue perpetrator for Misappropriation of name
Denver, CO, February 10, 2014 /FSC/ – The Law of Office Diane D. Dalmy,The Law Office of Diane D. Dalmy, a securities attorney, announced today that Ms. Dalmy intends to file and pursue civil action against the individual who has been identified by the Securities and Exchange Commission with filing misleading S-1 registration statements for twenty mining companies against which the Securities and Exchange Commission subsequently filed administrative stop order proceedings. Upon identification of the mining companies, Ms. Dalmy stated that she had no knowledge of the use of her name or identify associated with the filing of the registration statements and opinions related thereto.
On February 3, 2014, the Securities and Exchange Commission identified all of the companies and announced administrative proceedings against the companies and individual involved in creating all of the registration statements.
Ms. Dalmy stated, “I have been very concerned with my name being associated with these mining companies of which I had no general knowledge of the use of my name or opinion until contacted by the Securities and Exchange Commission during 2013. My office was not engaged by any of the associated officers or directors of the mining companies. I do not know any of the executive officers or directors of the mining companies and have no knowledge of any of the facts regarding the registration statements filed. The Law Office of Diane D. Dalmy did not file or authorize the use of its name or opinions with any of these companies or individuals.”
The Law Office of Diane D. Dalmy was not involved in any of the administrative proceedings filed by the Securities and Exchange Commission regarding the twenty companies. However, Ms. Dalmy intends to seek relief against the individual involved and has spoken to legal counsel in Vancouver, British Columbia Canada to pursue the matter amongst the Canadian courts and The Law Society of British Columbia.
About The Law Office of Diane D. Dalmy www.dalmylaw.com
The Law Office of Diane D. Dalmy is a specialized boutique law firm that provides experienced, professional representation for all matters involving the securities industry, as well as general corporate and litigation matters. Our clients include private and public corporations (from start-ups to QB and BB listed companies), broker-dealers, investment advisors, individual corporate investors, partnerships and other entities. We also advise institutional investors or transactions involving complex securities law considerations. Ms. Dalmy regularly advises clients regarding corporate and commercial transactions, including public offerings, reverse mergers, private investments in public equity (PIPEs), registered direct offerings, private placements, as well as mergers and acquisitions. We are recognized for providing long term service to emerging and developing corporations for over twenty- years.
Since 1993, Ms. Dalmy has been counsel and represented clients regarding structure and organization, general supervision and ongoing maintenance of business entities, involving contractual relations, stock options plans, managerial, executive and board relations for corporations, partnerships and limited liability companies. Ms. Dalmy represents clients in public offering of securities, including preparation of registration statements under the Securities Act of 1933 and the Securities Exchange Act of 1934. She also represents clients regarding preparation of periodic reports under the Securities Exchange Act and the Sarbanes – Oxley Act, including 8-K, 10-Q, 10-K, Schedule 13D, insider reporting and proxy materials. Counsel and represent clients in private offerings, including preparation of private placement memorandums and compliance with state securities regulations “blue sky”.
Since 1993 Ms. Dalmy has taught business law at the University of Colorado at Denver at the graduate and undergraduate levels in the School of Business.
Contact: The Law Office of Diane D. Dalmy
Phone: (303) 985-9324
Source: The Law of Office Diane D. Dalmy http://www.dalmylaw.com
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Posted: February 10th, 2014 under FSCWIRE.