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Archive for August 20th, 2018

Cub Energy Inc. Announces Q2 2018 Financial and Operational Results

Cub Energy Inc. Announces Q2 2018 Financial and Operational Results Houston, Texas (FSCwire) – Cub Energy Inc. (“Cub” or the “Company”) (TSX-V: KUB), a Ukraine-focused upstream oil and gas company, announced today its unaudited financial and operating results for the second quarter ended June 30, 2018. All dollar amounts are expressed in United States Dollars […]

Proposal Made by Earlston Investments Corp. to Aquire Trez Capital Mortgage Investment Corporation for Cash

Vancouver, British Columbia–(Newsfile Corp. – August 20, 2018) – Earlston Investments Corp. (“Earlston“) announced today that, on August 15th, 2018, it submitted a written proposal to the Board of Directors of Trez Capital Mortgage Investment Corporation (“TZZ“) to acquire all of the issued and outstanding shares of TZZ for cash at 100% of TZZ’s net […]

SEC Charges Unregistered Brokers Who Sold Woodbridge Securities to Main Street Investors

Washington, DC–(Newsfile Corp. – August 20, 2018) – The Securities and Exchange Commission today charged five individuals and four companies for unlawfully selling securities of Woodbridge Group of Companies LLC to retail investors. Woodbridge collapsed into bankruptcy in December 2017 and the SEC previously charged the company, its owner, and others with operating a massive […]

SEC Adopts Rule Amendments to Improve Municipal Securities Disclosure

Washington, DC–(Newsfile Corp. – August 20, 2018) – The Securities and Exchange Commission adopted amendments to enhance transparency in the municipal securities market. The adopted amendments to Rule 15c2-12 of the Securities Exchange Act will focus on material financial obligations that could impact an issuer’s liquidity, overall creditworthiness, or an existing security holder’s rights. “Our […]

Merrill Lynch Settles SEC Charges of Undisclosed Conflict in Advisory Decision

Washington, DC–(Newsfile Corp. – August 20, 2018) – The Securities and Exchange Commission today announced that Merrill Lynch, Pierce, Fenner & Smith has agreed to pay approximately $8.9 million to settle charges that it failed to disclose a conflict of interest arising out of its own business interests in deciding whether to continue to offer […]

SEC Charges Technology Fund Adviser, Founder in Fraudulent Scheme

Washington, DC–(Newsfile Corp. – August 20, 2018) – The Securities and Exchange Commission today charged the founder of San Francisco-based venture capital funds and his investment advisory firm with overcharging investors to fund personal projects, including sending millions of dollars to his own virtual reality production company. The SEC’s complaint alleges that Michael B. Rothenberg, […]

Lorne Park Capital Partners Inc. Closes Acquisition of Adaptive Asset Management Ltd.

Toronto, Ontario–(Newsfile Corp. – August 20, 2018) – Lorne Park Capital Partners Inc. (TSXV: LPC) (“LPCP”) is pleased to announce that further to its press release of July 30, 2018, it has completed its previously announced acquisition of Adaptive Asset Management Ltd. (“Adaptive”), a portfolio manager based in Toronto (the “Transaction”). Bellwether Investment Management Inc. […]

RosCan Minerals Announces Closing Second and Final Tranche of Private Placement

Toronto, Ontario–(Newsfile Corp. – August 20, 2018) – Roscan Minerals Corporation (“Roscan” or the “Company“) (TSXV: ROS) ) is pleased to announce that it has completed the second and final tranche of its previously announced private placement by issuing 2,036,700 units (“Units“) at a price of $0.06 per Unit for aggregate gross proceeds of $122,202 […]

Preferred Dental Technologies Inc. (Company) (CSE: PDTI, US OTC: PDTTF): Announces Partial Closing of Private Placement

Preferred Dental Technologies Inc. (“Company”) (CSE: PDTI, US OTC: PDTTF): Announces Partial Closing of Private Placement Vancouver, BC (FSCwire) – PDTI announces the partial closing of the 4,000,000 unit non-brokered private placement financing (the “Financing”) announced May 9, 2018, at a price of 0.05 cent per unit for gross proceeds of $30,000 to be used […]

First American International Corp. Announces Second Quarter and First Half Results for 2018

By First American International Corp. NEW YORK, NY / ACCESSWIRE / August 20, 2018 / First American International Corp. (OTCQB: FAIT) (www.faib.com) (the ”Company”), the holding company for First American International Bank (the ”Bank”), today reported net income available to shareholders for the quarter ended June 30, 2018 of $0.4 million and $3.2 million for […]